We are currently looking for a Senior Compliance Officer for a trusted partner. They are expanding their legal team and a Senior Compliance Officer position has become available.
This trust company is currently in the shadow of the other major parties. That is also their USP. It's a different company from the others. A place where everyone is appreciated, there is a pleasant atmosphere and the most important thing is that there is a stable basis. They have been growing healthily in recent years.
As a Senior Compliance Officer you are responsible for:
- Identifying and keeping track of the applicable laws, regulations and other “best practice” documentation;
- Supporting the business in the annual risk assessment cycle (also the “SIRA”);
- Draft annual compliance planning in the close cooperation with Management and Business;
- Provide advice on the relevant compliance topics;
- Advice and monitoring the implementation and maintenance of the compliance program;
- End responsible for second line monitoring activities;
- Reporting to the Management Board and Group Compliance;
- Key contact for Group Compliance in case of new Group compliance requirements and follow up;
- Key contact for Regulators including event driven;
- Interacting with regulators on compliance related matters and incidents;
- Maintain updates on the procedure manual;
- Reports unusual transactions to the FIU;
- Provide compliance advice in the Client Acceptance Committee and Risk Profile in line with the policy;
- Point of contact for employees who require advice on conduct related matters, act as a trusted person or understand who to report to;
- Support the relevance of understanding of compliance in the culture through training and awareness and provide / facilitate training if needed.
Profile:
- You have a Master's degree in Dutch law;
- A minimum of 7 years of relevant working experience in the Dutch Trust Sector;
- Knowledge of Dutch laws and regulations pertaining to financial services especially WTT, Wwft, and sanctions regulations;
- Strong analytical skills, structured, accurate, flexible, hands-on and able to deliver your best work when facing a tight deadline;
- Ability to work ad hoc and shift between many different tasks per day if needed;
- Mature judgment and think in solutions;
- Ability to connect with the Business and work effectively and efficiently together;
- Excellent communication skills that are necessary to permeate ethical business operations at the various levels within the organization, as well as to (help) translate and implement the strategy.
Interested? Don't hesitate to contact me!
Job Type: Full-time
Salary: €5,500.00 - €7,000.00 per month
Work Location: In person
